April 25, 2024

Why Sentence Case for Titles?

At a program I was moderating at the ALA Annual Conference in Anaheim this weekend ("The Ultimate Debate: There’s No Catalog Like No Catalog"), Karen Coyle, who was one of the panelists, brought up a topic that has been a pet peeve of mine for years.

She wondered aloud why we insist on changing the title of a book from title case (where typically all significant words are capitalized) to sentence case (where mainly only the initial word(s) and proper nouns are capitalized) when cataloging a book. Apparently she had been asking this question recently and getting mostly the verbal equivalent of blank stares and "that’s how we’ve always done it." Of course this probably stems from International Standard Book Description (ISBD) practice, but the reasons appear to be hazy (I await enlightenment on this point from my readers — the few and the brave).

So why does this matter? I can give you at least one example where it mattered from my own experience. I was instrumental in launching the eScholarship publishing program at the California Digital Library earlier in this decade. We partnered with the University of California Press to put their books online using XML. The result eventually became what you see at eScholarship Editions. But one of the challenging things we had to overcome was that we could not use the data from the MARC records to reproduce the title page of the book online. See Before Taliban: Genealogies of the Afghan Jihad as an example. For that, we needed to use data we received from UC Press.

You see, the thing is that people expect to see titles as they are normally depicted, not in some library-transformed (mangled?) version. And what makes this so incomprehensible to me is that in so many other things we cleave to what the item in hand says, even when it is wrong, and put our correction in some sort of parenthetical notation. So what makes titles so special that will change them into something they’re not? Please, dear readers, justify it for me since I cannot, and I believe it must stop. Unfortunately, the Resource Description and Access (RDA) effort continues to enshrine past ISBD practice (from draft Part I, Chapters 1-2, 4-6):

1.6.1.1. Capitalization of titles
When transcribing a title (title proper, title of a part, section, or supplement,
alternative title, parallel title, title proper of series, etc.), capitalize the first word
(or abbreviation of the first word) in the title.

I’m sorry, but give me a break.

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Roy Tennant About Roy Tennant

Roy Tennant is a Senior Program Officer for OCLC Research. He is the owner of the Web4Lib and XML4Lib electronic discussions, and the creator and editor of Current Cites, a current awareness newsletter published every month since 1990. His books include "Technology in Libraries: Essays in Honor of Anne Grodzins Lipow" (2008), "Managing the Digital Library" (2004), "XML in Libraries" (2002), "Practical HTML: A Self-Paced Tutorial" (1996), and "Crossing the Internet Threshold: An Instructional Handbook" (1993). Roy wrote a monthly column on digital libraries for Library Journal for a decade and has written numerous articles in other professional journals. In 2003, he received the American Library Association's LITA/Library Hi Tech Award for Excellence in Communication for Continuing Education. Follow him on Twitter @rtennant.

Comments

  1. Thomas Dowling says:

    FWIW, sentence case is ugly, but susceptible to programmatic case changing. A few lines of [language of choice] can massage “Harry Potter and the potter wheel of doom” to “Harry Potter and the Potter Wheel of Doom” – but the other way around is a clever trick indeed.

    Now will someone tell me why so many thesis authors are still told to enter their titles in all caps? Oy.

  2. Roy Tennant says:

    I hear you Thomas (and I would use Perl, FWIW), but I still wonder what possible purpose sentence case serves over the way in which it appears on the item itself. Why do we go to the trouble to change it in our transcription, then have it display oddly to our users, and be forced to change it back to title case when we want it to look right? I still don’t get it. Someone please help me understand.

  3. Irvin Flack says:

    Karen’s question on this had some interesting responses on rda-l back in January this year. The debate apparently goes back (at least) to the mid 19th c.

    One problem with transcribing capitalisation of titles from the item is that they are often in all-caps, eg DE ANIMA (ON THE SOUL).

  4. Erik Hetzner says:

    Personally, I’ve grown to like sentence case. It makes it easy to distinguish some things in a title, for instance: “A discourse on The meditations” might let you know that this is a book that is a discourse on another title, The meditations. And, as Thomas Dowling says, it is easier to go to title-case then the other way round.

    But I’ve always suspected that the real reason behind this is a latent francophilia.

  5. Stephen Francoeur says:

    Relatedly why does APA style do the same but MLA doesn’t?

  6. Irvin Flack says:

    I’m having trouble linking to the rda-l discussion but this quote from John F Myers summarises most of the arguments for sentence case:

    “Why we would prefer sentence case over title case is debatable. I can
    think of several factors. First, title case requires making judgments
    as to which words should be capitalized, a process that takes time and
    that distracts the cataloger from the other important details of the
    record. Second, when cataloging was comprised of typed catalog cards,
    minimizing the need for capital letters reduced the complexity of key
    combinations and the incidence of double capital letter typos. Lastly,
    sentence case makes it clearer that an embedded title is present.
    Cutter and ALA are quite clear in capitalizing the first word of a title
    that appears within another title. In days of typed or even
    hand-written cards, offsetting an embedded title by italics or
    underlining would have been quite challenging. Normalizing titles
    through sentence case would have been the most viable alternative.
    (Post-scriptum, can any of us imagine the nit-picking debates between
    catalogers over disagreements as to application of title case?)”

    Martha Yee also made the point that sentence case allows you to distinguish when a word is used as a proper noun, eg ‘The road to Perdition’.

    Like Erik, I’ve grown to like sentence case but having worked for a while now with non-cataloguers who create metadata, I realise that title case is how they naturally want to enter titles.

  7. Stephanie Willen Brown says:

    amen! “Sentence case” makes no sense to a non-librarian (and maybe not even to librarians-who-aren’t catalogers) Aren’t we cataloging for the user? Shouldn’t we do what makes sense for them?

  8. Tim Spalding says:

    I think that a lot of these arguments can be boiled down to two points:

    (1) Sentence case isn’t “lossy.” Use sentence case and you don’t know which words are proper nouns and which aren’t.
    (2) Sentence case requires subjective decisions.

    #1 is why you can go from sentence case to title case easily. But to do the reverse you’d need deep knowledge of the characters, etc.

    #2 actually grows out of #1. Something like “Road to Perdition” actually trades on the lossy nature of cataloging rules. You don’t know Perdition is a place until you read the book, and, I suspect, that’s exactly the way the author intended it. By capitalizing Perdition in a sentence-case context, the reader knows something the author—unless a librarian—didn’t want the reader to know.

  9. Tim Spalding says:

    You know what’s lossy? This blog! I used paragraphs, but this blog makes me look like a rambler… :)

  10. Irvin Flack says:

    The wikipedia article on Capitalization does a good job on this, particularly the section #Sentence_case_versus_title_case. BTW, I’ve noticed the Teach Y(y)ourself books currently use all lower case in their titles, ee cummings-style eg teach yourself beginner’s japanese script.

  11. Roy Tennant says:

    This has all been terribly informative and interesting. But as we try to move up the data stream and use more publisher-supplied metadata to feed our cataloging systems, I wonder how much staff time we will want to invest in sentence-casing titles. This is because publishers almost uniformly use title case. For example, see roytennant.com/proto/onix/onix.cgi?field=&query=library .

  12. Irvin Flack says:

    Yes, I imagine worrying about uniformity of capitalisation will be the first thing to go when publisher and user-supplied metadata feed cataloguing systems, closely followed by punctuation.

  13. Daniel CannCasciato says:

    Thesis titles in all caps, scientific works with equations, incunabula, etc. are all somewhat problematic when it comes to transcription. The rule wasn’ tcreated out of thin air — there was a reason at the time. The time hasn’t completely passed, either.

  14. Charley Pennell says:

    Actually APA is inconsistent on sentence case. It uses sentence case for citing books as books, but upper case (“book title case”) when the book title is used to cite a chapter. Catalogs are now displaying a mixture of sentence case and title case and ALL UPPER CASE, with vendor-supplied order records being loaded directly. Frankly, I think this makes the catalog look as though there is no one in control of overall data quality, which also creates an impression on end users, probably not a good impression. Whatever the standard, I suspect that consistency is something that catalog users have come to expect from us, just as they expect this consistency from the APA, MLA, Turabian, or Chicago style manuals.

  15. adrian pessel says:

    many users, such as myself, don’t bother to capitalize. perhaps it’s time to throw away capitalization? it also has the advantage of making certain words more neutral.

  16. I’d like to call Thomas Dowling out on his assertion, which is false, that sentence case is “susceptible to programmatic case changing”. I’m sure he can whip up a few lines of deeply buggy code, but the fact is that changing a title from “item in hand” to any case is a lossy process. In fact, even changing the case of a single letter is lossy, because changing case is not, in general, commutative. maybe if you restrict yourself to 7bit ascii American English sentences, but come on! We live in a globally connected world now.

    The impetus to have catalogers change case of titles is an artifact of the limitations of 20-year-old computers and should be hurled into the trashbin of history forthwith.